Speaker, Gibbons P.C., "What Private Investment Funds Need to Know About Current Registration, Compliance and Enforcement Issues," New York, NY

Events

March 25, 2010 | 8:00 AM - March 25, 2010 | 9:30 AM EST

Featuring: R. Scott Garley

Scott Garley, a Director in the Business & Commercial Litigation Department, will lead a discussion on recent SEC rule changes and the possible passage this year of legislation requiring certain managers of private investment funds to register with the SEC at the upcoming Gibbons event, “What Private Investment Funds Need to Know About Current Registration, Compliance and Enforcement Issues.”

Whether registered or not, all managers need to prepare for increased supervisory and enforcement activity to which private funds will be subjected going forward. Additional topics of discussion include:

  • An overview of the pending legislation
  • Registration requirements and latest SEC rules
  • Addressing compliance system stress points
  • Enforcement/litigation developments and mitigation strategies